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Stephanie
Marie brogan

Financial Consultant & Stock Broker

I’m Stephanie Marie Brogan, a Stock Broker & Financial Advisor based in the US. I build immersive & functional investment strategies for respective clients all over the world.
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14

YEARS of EXPERIENCE
Contact me.

I have 14 years of experience having worked in two brokerage firms. I have passed 4 broker qualification examinations and obtained licenses in about 52 states in the U.S.

Principal/Supervisory Exam
Series 26 - Investment Company Products/Variable Contracts Principle Examination
Oct 30, 2013
YEARS
EXPERIENCE
Contact me.
General Industry/Products Exam
SIE - Securities Industry Essentials Examination
Oct 1, 2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Jun 30, 2010
State Securities Law Exam
Series 63 - Uniform Securities Agent State Law Examination
Apr 05, 2010
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Registr
ations

Some of the NUMEROUS Self Regulatory Organizations(SRO) I registered with.

100%
FINRA
100%
MIAX Emerald, LLC
100%
BOX Exchange LLC
100%
Cboe BYX Exchange, Inc.
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Work experience

2014 - Present (10 years)
EMPOWER FINANCIAL SERVICES, INC. (CRD# 13109)
Stock Broker | Investment Advisor
2010 - 2014 (4 years)
J.P. MORGAN INSTITUTIONAL INVE... (CRD# 102920)
Stock Broker
Detailed Report
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I've been fortunate to work with and for people from some amazing organizations.

achievements
Over 2,000
Partners worldwide, as well as Clients, brokers and advisors.
Over 500
Impressive portfolios handled for clients worldwide with more 40 countries.
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TESTIMONIALS
“Stephanie Marie is an exceptionally talented & well grounded financial adviser. She brought her infectious enthusiasm & creativity to my portfolio and the changes were tremendous.”
Robert Prace
>
“Stephanie handled my portfolio and turned my profit accumulation strategy around with her enormous expertise. I recommend her to every beginner out there”
Michelle Grace
“I met Stephanie through a colleague of mine in California, She had accumulated quite a fortune on his portfolio and I got in contact with her. Six months down the line and I can say that was one of the best decisions of my life.”
Hayley Dean
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contact

contact info
contact@StephanieMariebrogan.com
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